SEBI & Stock Exchanges

Understanding and implementation of the rules and regulations framed by SEBI which plays an important role for running an organization effectively. Here is a glimpse for better understanding.

• Presenting advice on capital market, SEBI (ICDR) Regulations/ SEBI Takeover Code 2011 and SEBI Act 1992.
• Obtaining of Corporate Governance Certificate under SEBI (Listing Obligations And Disclosure Requirements) Regulations, 2015.
• Dealing with listing, as well as, delisting of the shares on the Stock Exchange of India.
• Presenting significant advice on the regulation of SEBI.
• Representing the clients in the legal matters before Board for seeking clarifications.
• Drafting of letter of offer, prospectus, other related documents. Also, obtaining approvals in relation with the lead merchant banker.
• Dealing with Depositories under SEBI Depository Regulations 1996.
• Dealing under Securities Contracts (Regulation) Act, 1956.
• Dealing with & Assistance on Initial Public offer (IPO) & Follow on Public offer (FPO) of securities.
• Dealing with ADR /GDR and ECB.